Waves in composites and metamaterials/Duality relations and phase interchange identity in laminates

From testwiki
Jump to navigation Jump to search

The content of these notes is based on the lectures by Prof. Graeme W. Milton (University of Utah) given in a course on metamaterials in Spring 2007.

Duality Relations in Two Dimensions

Instead of taking the direct route of the previous lecture, we can determine the effective properties of composites using duality relations.[1]

Let us look at the quasistatic Maxwell's equations first. These equations can be written as

(1)𝐃=ϵ𝐄;𝐃=0;×𝐄=0

where 𝐃 and 𝐄 are periodic.

Let us define the effective permittivity of the medium (ϵeff) using

(2)𝐃=ϵeff𝐄

where 𝐃 and 𝐄 denote volume averages, i.e.,

𝐃=1VΩ𝐃(𝐱)dΩ;𝐄=1VΩ𝐄(𝐱)dΩ

where V is the volume of the region Ω.

In two dimensions, we have

(3)×𝐄=0E1x2E2x1=0

since E1E1(x1,x2), E2E2(x2,x2), and E3=0.0 (or constant).

Now, define

(4)𝐃:=λ𝑹𝐄and𝐄:=𝑹𝐃

where 𝑹 is the orthogonal tensor that indicates a 90 o rotation about the x3 axis, i.e.,

𝑹=[0110].

Therefore, in a rectangular Cartesian basis (𝐞1,𝐞2), we have

𝐃=D'1𝐞1+D'2𝐞2=λE2𝐞1λE1𝐞2;𝐄=E'1𝐞1+E'2𝐞2=D2𝐞1D1𝐞2.

Hence, using (3),

𝐃=D'1x1+D'2x2=λ(E2x1E1x2)=0

and, using (1)2,

×𝐄=(E'2x1E'1x2)𝐞3=(D1x1+D2x2)𝐞3=(𝐃)𝐞3=0.

Therefore the dual field 𝐃 and 𝐄 represent a divergence free electric field (i.e., there are no sources or sinks). Hence the field is the gradient of some potential which has zero curl.

Also, assuming that the permittivity ϵ is invertible, we have from equations (4) and (1)1

𝐃=λ𝑹(ϵ1𝐃)=λ𝑹ϵ1(𝑹T𝑹)𝐃=λ𝑹ϵ1𝑹T𝐄.

Defining

ϵ:=λ𝑹ϵ1𝑹T

we then have

𝐃=ϵ𝐄.

If we assume that ϵ is symmetric, we have (in two dimensions) with respect to the basis (𝐞1,𝐞2)

ϵ[ϵ11ϵ12ϵ12ϵ22]ϵ11detϵ[ϵ22ϵ12ϵ12ϵ11].

Then

ϵ=λ𝑹ϵ1𝑹T=λdetϵϵ.

The dual system of equations is then given by

(5)𝐃=0;×𝐄=0;𝐃=ϵ𝐄

where

(6)𝐃=λ𝑹𝐄;𝐄=𝑹𝐃;ϵ=λ𝑹ϵ1𝑹T=λϵdetϵ.

So 𝐃 and 𝐄 solve Maxwell's equations for electricity in a dual medium of permittivity ϵ.

Effective permittivity of dual medium

The question that arises at this stage is: { what is the effective permittivity (ϵ'eff) of the dual material in terms of the effective permittivity of the original material (ϵeff)?}

Taking volume averages of equations (6)1 and (6)2 we get

𝐃=λ𝑹𝐄;𝐄=𝑹𝐃.

Recall from equation (2) that

𝐃=ϵeff𝐄.

Therefore,

𝐃=λ𝑹ϵeff1𝐃=λ𝑹ϵeff1(𝑹T𝑹)𝐃=λ𝑹ϵeff1𝑹T𝐄.

As before, defining

ϵ'eff:=λ𝑹ϵeff1𝑹T=λϵeffdet(ϵeff)

gives

𝐃=ϵ'eff𝐄.

Therefore the relation between the effective permittivity of the original and the dual material is

ϵ'eff=λϵeffdet(ϵeff).

Application to a two-dimensional polycrystal

Let us consider a two-dimensional polycrystal as shown in Figure 1. The lattice vectors in each crystal are oriented in a random manner. However, for each crystal, the lattice vector can be determined by a piecewise constant rotation from a reference configuration.

File:Lec18Fig1.jpg
Figure 1. Polycrystal with randomly oriented lattice vectors.

Therefore, for each crystal

ϵ(𝐱)=𝑹(𝐱)ϵ0𝑹T(𝐱)=𝑹(𝐱)ϵ0𝑹1(𝐱)

where the rotation field

𝑹(𝐱)𝑹T(𝐱)=1

determines the local orientation of the crystal at each point and the rotations 𝑹(𝐱) are piecewise constant in each crystal.

If we now consider a medium that is dual to the polycrystal in the sense of equation (6), then the permittivity of the dual medium is given by

ϵ=λϵdetϵ.

Now

det(ϵ)=det(𝑹)det(ϵ0)det(𝑹T)=det(ϵ0)

since

det(𝑹T)=1det(𝑹).

Therefore,

ϵ=λϵdet(ϵ0).

Let us choose the constant λ such that

λ=det(ϵ0).

Then

ϵ(𝐱)=ϵ(𝐱).

Recall that

𝐃=ϵ𝐄and𝐃=ϵeff𝐄.

If

ϵeff=ϵandϵ'eff=ϵ

we have

ϵ=λϵdet(ϵ)=ϵifλ=det(ϵ).

Hence

ϵ'eff=ϵeff.

But we also have

ϵ'eff=λdet(ϵeff)ϵeff.

Therefore,

λ=det(ϵeff)=det(ϵ0).

In particular, if the polycrystal is isotropic, i.e., ϵeff=ϵeff1, then we have ({\Red Show this!})

ϵeff=det(ϵ0)

In this case only the root with the positive imaginary part is the correct solution unless detϵ0 is real in which case only the positive root is correct.

Application to a 2-D composite of two isotropic phases

Consider the composite of two isotropic phases shown in Figure 2. Define an indicator function

χ(𝐱)={1in phase10otherwise
File:Lec18Fig2.jpg
Figure 2. Composite of two isotropic phases.

Then, since the phases are isotropic, we can write

ϵ(𝐱)=[ϵ1χ(𝐱)+ϵ2{1χ(𝐱)}]1det(ϵ(𝐱))=[ϵ1χ(𝐱)+ϵ2{1χ(𝐱)}]2.

The dual material is defined as one having a permittivity given by

ϵ(𝐱)=λϵ(𝐱)det(ϵ(𝐱))=λϵ1χ(𝐱)+ϵ2{1χ(𝐱)}1.

We can write the above as

ϵ(𝐱)={λϵ11in phase1λϵ21otherwise

or alternatively,

ϵ(𝐱)=[λϵ1χ(𝐱)+λϵ2{1χ(𝐱)}]1.

If we choose λ=ϵ1ϵ2, we get

ϵ(𝐱)=[ϵ2χ(𝐱)+ϵ1{1χ(𝐱)}]1.

Note that the phases are interchanged in the dual material!

Now, recall that the effective permittivities of the original and the dual material are related by

ϵ'eff=λϵeffdet(ϵeff)=ϵ1ϵ2ϵeffdet(ϵeff).

We can use this relation to find the effective permittivities of materials that are invariant with respect to interchange of phases. Examples of such materials are checkerboard material and random polycrystals where each crystal has an equal probability of being of phase 1 or phase 2.

For such a phase interchange invariant material, the effective permittivity of the original material is equal to that of the dual material, i.e.,

ϵ'eff=ϵeffdet(ϵeff)=ϵ1ϵ2.

If the composite material is isotropic, i.e., ϵeff=ϵeff1, then

det(ϵeff)=ϵeff2.

Hence,

ϵeff=ϵ1ϵ2.

This is an useful result that can be used to test numerical codes.

Paradox

If ϵ1=1 and ϵ2=1 then both materials are lossless. \footnote{\Red Need to add section here showing that energy dissipation is proportional to Im(ϵ).} But ϵeff=1=i. So the composite dissipates energy into heat. But where?

To see this we should take ϵ2=1+iδ and look at the limit where δ0. In this limit, the fields lose their square integrability at the corners (in a checkerboard). So an enormous amount of heat per unit volume is dissipated in the vicinity of each corner.

Extensions to 2-D elasticity

Duality and phase interchange relations for elasticity were first derived by Berdichevski~Berdi83. In that work, an exact formula for the shear modulus of a checkerboard material (with two incompressible phases) was derived. Further extensions and details of can be found in Sections 3.5, 3.6, 3.7 and 4.7 in Milton02.

We can apply duality transformations to incompressible media or media where the bulk modulus κ is equal in both phases and the shear moduli of the two phases are μ1 and μ2. For example, if we have a phase interchange invariant composite that is isotropic and two-dimensional (such as a checkerboard or a cell material), then the effective elastic moduli are given by

κeff=κμeff=κ1+(1+κμ1)(1+κμ2).

In the case where μ1=μ2 we have μeff=μ.

The Effective Tensors of Laminate Materials

In this section we will discuss the method of Backus~Backus62. Similar approaches have also been used by Postma~Postma55 and Tartar~Tartar76.

Consider a material laminated in the x1 direction as shown in Figure 3.

File:Lec18Fig3.jpg
Figure 3. A laminate with direction of lamination x1.

To find the relation between 𝐃 and 𝐄 we cannot average the constitutive relation

𝐃=ϵ𝐄𝐃=ϵ𝐄

because

ϵ𝐄ϵ𝐄

unless ϵ is constant or 𝐄 is constant.

However, there are fields which are constant in certain directions and those can be used to simplify things. Since the tangential components (parallel to the layers) of the electric field (𝐄) are piecewise constant and continuous across the interfaces between the layers, these tangential components must be constant, i.e., E2 and E3 are constant in the laminate. Similarly, the continuity of the normal electric displacement field (𝐃) across the interfaces and the fact that this field is constant in each layer implies that the component D1 is constant in the laminate.

Let us rewrite the constitutive relation in matrix form (with respect to the rectangular Cartesian basis (𝐞1,𝐞2,𝐞3)) so that constant fields appear on the right hand side, i.e.,

(7)[D1𝐃t]=[ϵ11ϵ1tϵt1ϵtt][E1𝐄t]

where

(8)𝐃t=[D2D3];𝐄t=[E2E3];ϵ1t=[ϵ12ϵ13];ϵt1=[ϵ21ϵ31];ϵtt=[ϵ22ϵ23ϵ32ϵ33].

Note that the constant fields are D1 and 𝐄t. We want to rewrite equation (7) so that these constant fields appear on the right hand side.

From the first row of (7) we get

D1=ϵ11E1+ϵ1t𝐄t

or,

(9)E1=1ϵ11D1ϵ1tϵ11𝐄t.

From the second row of (7) we get

(10)𝐃t=ϵt1E1+ϵtt𝐄t.

Substitution of (9) into (10) gives

(11)𝐃t=ϵt1ϵ11D1ϵt1ϵ1tϵ11𝐄t+ϵtt𝐄t.=ϵt1ϵ11D1+(ϵttϵt1ϵ1tϵ11)𝐄t.

Collecting (9) and (11) gives

[E1𝐃t]=1ϵ11[1ϵ1tϵt1ϵ11ϵttϵt1ϵ1t][D1𝐄t]

where the negative signs on E1 and D1 are used to make sure that the signs of the off diagonal terms are identical.

Define

𝑳(𝐱):=1ϵ11[1ϵ1tϵt1ϵ11ϵttϵt1ϵ1t].

Then we have,

(12)[E1𝐃t]=𝑳(𝐱)[D1𝐄t].

Since the vector on the right hand side is constant, an volume average of (12) gives

(13)[E1𝐃t]=𝑳(𝐱)[D1𝐄t].

Let us define the effective permittivity of the laminate ϵeff via

𝐃=ϵeff𝐄.

Since the tangential components of 𝐄 are constant in the laminate, the average values E2 and E3 must also be constant. Similarly, the average value D1 must be constant. Therefore we can use the same arguments as we used before to write the effective constitutive relation in the form

(14)[E1𝐃t]=𝑳eff[D1𝐄t]=𝑳eff[D1𝐄t]

where

𝑳eff:=1ϵ11eff[1ϵ1teffϵt1effϵ11ϵtteffϵt1effϵ1t]

and ϵeff has been decomposed in exactly the same manner as ϵ (see equation (8).

If we compare equations (13) and (14) we get

𝑳eff=𝑳(𝐱).

Thus we have a formula for determining the effective permittivity of the laminate.

Footnotes

  1. ↑ The following discussion is based on Milton02.

References

  • G. E. Backus. Long-wave elastic anisotropy produced by horizontal layering. J. Geophys. Res., 67:4427--4440, 1962.
  • V. L. Berdichevski. Variational Principles in the Mechanics of Continuum Media. Nauka, Moscow, 1983.
  • G. W. Milton. Theory of Composites. Cambridge University Press, New York, 2002.
  • G. W. Postma. Wave propagation in a stratified medium. Geophysics, 20:780--806, 1955.
  • L. Tartar. Estimation de coefficients homogeneises. In R.~Glowinski and J.~L. Lions, editors, Computer Methods in Applied Sciences and Engineering, pages 136--212. Springer-Verlag, Berlin, 1976.